Compliance Supervisor

Job Title: Compliance Supervisor
Contract Type: Permanent
Location: Manchester
Reference: 1135290
Contact Email:
Job Published: June 02, 2021 12:32

Job Description

Field Compliance Supervisor
I am recruiting on behalf of a well-known IFA and network looking to recruit a Field Compliance Supervisor to join the team. This role is an exciting position for someone with a history working within the financial services sector looking for a company that offer full support and trust in their employees.
You will be responsible for training, assessment, evaluation and monitoring both individual and firms’ representatives of the company. Ensuring that individuals remain competent in their role ad their conduct is in accordance to the requirements agreed.
You will be responsible go the assessment and monitoring of the appointed representative firms of the company to ensure that they are operating in accordance with all rules, policies, procedures, manuals, and instructions of the company.
You will have a minimum of 5 years’ experience within a regulated financial services environment. You will ideally hold a certificate in financial planning or mortgage advice.
This is a Field based role covering the area of Manchester so you must have good access to both M1 and M6. You will be required to undertake regular visits to the premises of several Appointed Representative firms.
£35,000 - £42,000 basic
+ £5500 car allowance

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