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Compliance Supervisor

Vacancy Title: Compliance Supervisor
Contract Type: Permanent
Location: Horsham, West Sussex
Industry:
Salary: £39000.00 - £400000 per annum
Start Date: asap
REF: BBBH4888_1542897279
Contact Name: Dynamite Recruitment
Contact Email: contact@dynamiterecruitment.com
Vacancy Published: 22 days ago

Vacancy Description

**************** COMPLIANCE TEAM LEADER **************************


We are recruiting for a Financial Services client in West Sussex that is looking for a Compliance TEAM LEADER to work with the Compliance Manager to deliver robust and repeatable best practices and to identify and mitigate Risk.


For this role you will be supporting the Senior Compliance manager by conducting audits, file checks and monitoring activities.

Conduct Induction, monitoring, investigations, remedial and exits visits using pre and post sales check sheets and any special instructions or directions.
Client review to confirm suitability and good consumer outcomes.
To identify breaches or misconduct by individuals and firms and report any training or compliance failures.

This is a managerial support role and we are looking for someone who has worked in a Team Leader role whether it be a small or large team.

The other main criteria is to have a good understanding of Pensions & Investments and understand the FCA and how important it is to main tain a good compliance procedure.


For this role you will need Diploma QCF level 4 or working towards it, we would also be happy to look at Compliance specific exams instead of Dipl.

Please apply on Dynamite Recruitment website - or call 023920 455422

Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.