We are recruiting for a Financial Services client in West Sussex that is looking for a Compliance Supervisor to work with the Compliance Manager to deliver robust and repeatable best practices and to identify and mitigate Risk.
For this role you will be supporting the Compliance manager by conducting audits, file checks and monitoring activities.
Conduct Induction, monitoring, investigations, remedial and exits visits using pre and post sales check sheets and any special instructions or directions.
Client review to confirm suitability and good consumer outcomes.
to identify breaches or misconduct by individuals and firms and report any training or compliance failures.
For this role you will need Diploma QCF level 4 or equivalent we would also be happy to look at Compliance specific exams
Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.