PART TIME - Compliance Officer - £45k FTE
FINANCIAL SERVICES - IFA
We are recruiting for a HNW IFA firm who has an opportunity for a Compliance Officer to assist with all of the compliance within the firm.
Historically the compliance has been dealt with by an outsourcing company, however due to expansion they now have the opportunity to bring it in-house.
This is a flexible part time role that will require some of the following duties:
Undertake the file review of Pre and Post Sales of Pensions, Investments.
Assess & Review suspense account and new business reports for analysis of trends. Risk assessment tasks and focused business reviews as per the needs of the business and/or instructions or management team.
Communicating across the teams of areas of improvement within a suitable timescale of findings.
For the role we need candidates that have a background in the Financial Services Industry and have the Diploma PFS or be almost complete, however this client is open to non-qualified for the non-regulated products but must have compliance checking background.
We would prefer you to have a background working in Compliance in either Banking or Financial Services which will be relevant to this client. Sound knowledge of Pensions, Investments and Life products.
If you are interested in hearing more about this role please can you apply by emailing Or call 02392 455422
Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.