************* COMPLIANCE ASSISTANT **********
We are recruiting for a super company that is seeking a Compliance Assistant to work with the Compliance Manager and support them with all areas in administration and other project based work that comes up on an ad-hoc basis.
This role is a great opportunity for anyone looking to move into the the Compliance sector or if your looking for a avenue into other areas of the Financial Sector. This company is a large IFA which has a super training framework in place to support all of its employees to achieve in any area of choice within the Financial sector.
Some of the duties are listed below:
n this role you will assist and support the company compliance Supervisor in administering the supervisory scheme across the company -
Prepare 1-1 documentation Prepare skills assessment documentation Prepare KPI reports Prepare knowledge assessment documentation Prepare training evaluation and development plan documentation Update activity sheets Pre-pare audit documentation Follow up on outstanding compliance actions required by advisers.
Desirable Qualifications and Experience Experience within the financial services, preferably in an investment or insurance environment Administration experience Good understanding of excel, MS outlook and other MS office software
Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.