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Compliance and Audit Officer

Compliance and Audit Officer

Job Title: Compliance and Audit Officer
Contract Type: Permanent
Location: West Sussex, England
Industry:
Salary: study support, benefits
Start Date: asap
Reference: BBBH4864_1533551679
Contact Name: Dynamite Recruitment
Contact Email: contact@dynamiterecruitment.com
Job Published: August 06, 2018 11:34

Job Description


*******COMPLIANCE OFFICERS******

We are working with a highly respected financial company that is growing in size at a impressive but sensible rate.

A market leader offering financial advice across UK we have been instructed by this client to source for Compliance & Audit candidates to work closely with the Compliance manager and check the cases of advisers that have been passed over by the administration team.

Duties:
Undertake the file review of Pre and Post Sales of Pensions, Investments.
Assess & Review suspense account and new business reports for analysis of trends
Risk assessment tasks and focused business reviews as per the needs of the business and/or instructions or management team.
Communicating across the teams of areas of improvement within a suitable timescale of findings.

For the role we need candidates that have a background in the Financial Services Industry and have the Diploma PFS or be almost complete, however this client is open to non-qualified for the non-regulated products but must have compliance checking background

We would prefer you to have a background working in Compliance in either Banking or Financial Services which will be relevant to this client.
Sound knowledge of Pensions, Investments and Life products.
Full study support to complete Dip PFS + Salary and benefits.
 

Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.