Compliance Administrator

Compliance Administrator

Job Title: Compliance Administrator
Contract Type: Permanent
Location: Sturminster Newton, Dorset
Salary: £23000.00 - £27000.00 per annum + Pension + Benefits
Reference: BBBH5552_1552320554
Contact Name: Financial Services
Contact Email:
Job Published: March 11, 2019 16:09

Job Description

We have a super opportunity for a candidate to join a busy small IFA practice based near Segensworth / Stubbington.
This is a rare opportunity to expand the Compliance area and to work closely with the Compliance manager on an area that is very important to this professional firm.
The role has come about because of the increased volumes of business and has become too busy to be kept with the Compliance manager and therefore they have decided to have an assistant.
We are looking for someone ideally to run & complete the day to day compliance work in the office:
For example
Updating procedures, paperwork, disclosure documents, carrying out projects and working alongside our compliance manager.
Liaising with FCA, checking the website for legislation changes, assisting the audit checks, file checks.
Helping with training for any changes that may occur. Being a " go to " person for the office support staff with any queries.
For this role you will need to have a background working in the financial services sector ideally within the IFA practice area or banking. We are looking for someone who has strong attention to detail with an organised and methodical approach with forensic attention to detail.
An understanding of Pensions & Investments is preferred.

For more details please contact Chloe on 02392 455422 or apply on the Dynamite Recruitment website

Dynamite Recruitment Solutions Ltd is acting as an Employment Agency in relation to this vacancy.